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| Date | Name | Company |
|---|
| 2021-02-11 | Ellingsen Eric | ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ ($ZION) |
| 2021-02-11 | VAN AMEN DARRELL | HomeStreet, Inc. ($HMST) |
| 2021-02-11 | Lodrini Matteo | Kaleyra, Inc. ($KLR) |
| 2021-02-11 | Cappel Markus J. | ChemoCentryx, Inc. ($CCXI) |
| 2021-02-11 | Toy Robert | SP Plus Corp ($STAN) |
| 2021-02-11 | Miotto Neil | MICREL INC ($MCRL), GigPeak, Inc. ($GGOX.OB), Kaleyra, Inc. ($KLR) |
| 2021-02-11 | Hoff Olga | ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ ($ZION) |
| 2021-02-11 | LOWE CHRISTOPHER P. | HANSEN MEDICAL INC ($HNSN), Cortexyme, Inc. ($CRTX), Vincerx Pharma, Inc. ($VINCU) |
| 2021-02-11 | Ricchiuto John | SP Plus Corp ($STAN) |
| 2021-02-11 | MIKULSKY JOHN J | ENDWAVE CORP ($ENWV), GigPeak, Inc. ($GGOX.OB), Kaleyra, Inc. ($KLR) |
| 2021-02-11 | JAMES HAMILTON E | COSTCO WHOLESALE CORP /NEW ($COST), Blackstone Group Inc ($BX) |
| 2021-02-11 | Klein David M | Sunstone Hotel Investors, Inc. ($SHO) |
| 2021-02-11 | Katz Avi S | GigPeak, Inc. ($GGOX.OB), Kaleyra, Inc. ($KLR), UpHealth, Inc. ($GIX), Lightning eMotors, Inc. ($GIK.U), GigInternational1, Inc. ($GIW) |
| 2021-02-11 | Springer Robert C | Sunstone Hotel Investors, Inc. ($SHO) |
| 2021-02-11 | MAY PETER W | ENCORE CAPITAL GROUP INC ($ECPG), Wendy's Co ($TRY), TIFFANY & CO ($TIF), Mondelez International, Inc. ($MDLZ) |
| 2021-02-11 | Hoffman Marc Andrew | Sunstone Hotel Investors, Inc. ($SHO) |
| 2021-02-11 | Waltz Todd | AEMETIS, INC ($MWII) |
| 2021-02-11 | Giglia Bryan Albert | Sunstone Hotel Investors, Inc. ($SHO) |
| 2021-02-11 | Edwards Thomas A. | ChemoCentryx, Inc. ($CCXI) |
| 2021-02-11 | Arabia John V | Sunstone Hotel Investors, Inc. ($SHO), Education Realty Trust, Inc. ($EDR) |
| 2021-02-11 | Hu Gaoxiang | Cloudera, Inc. ($CLDR), OCCIDENTAL PETROLEUM CORP /DE/ ($OXY) |
| 2021-02-11 | PATTERSON LEONE D | CHIRON CORP ($CHIR), Diadexus, Inc. ($DDXS), Adverum Biotechnologies, Inc. ($ADVM), Nkarta, Inc. ($NKTX) |
| 2021-02-11 | WEDBUSH MORGAN SECURITIES INC | JAMBA, INC. ($JMBA), JMP GROUP LLC ($JMP) |
| 2021-02-11 | Friedman Alexander S | FRANKLIN RESOURCES INC ($BEN) |
| 2021-02-11 | Vedadi Touraj Jason | HARVEST HEALTH & RECREATION INC. ($HRVSF) |
| 2021-02-11 | Buckley Jeffrey | ZYNGA INC ($ZNGA), Palantir Technologies Inc. ($PLTR) |
| 2021-02-11 | Norwood Kenneth | HOLLY ENERGY PARTNERS LP ($HEP) |
| 2021-02-11 | Cunningham Mark T. | HOLLY ENERGY PARTNERS LP ($HEP) |
| 2021-02-11 | Andres Juan | Moderna, Inc. ($MRNA), Avantor, Inc. ($AVTR), Evelo Biosciences, Inc. ($EVLO) |
| 2021-02-11 | Venkatesan Jay | Targanta Therapeutics Corp. ($TARG), IOVANCE BIOTHERAPEUTICS, INC. ($IOVA), ALPINE IMMUNE SCIENCES, INC. ($ALPN), EXICURE, INC. ($XCUR), Angion Biomedica Corp. ($ANG) |
| 2021-02-11 | KKR Fund Holdings L.P. | DOLLAR GENERAL CORP ($DG), Avago Technologies LTD ($AVGO), KKR & Co. Inc. ($KKR), Jazz Pharmaceuticals plc ($JAZZ), Rockwood Holdings, Inc. ($ROC), SEALY CORP ($ZZ), RigNet, Inc. ($RNET), J M SMUCKER Co ($SJM), GoDaddy Inc. ($GDDY), PRA Health Sciences, Inc. ($PRAH) |
| 2021-02-11 | Tactical Value SPN-KREF Holdings L.P. | KKR Real Estate Finance Trust Inc. ($KREF) |
| 2021-02-11 | WILSON KAREN J | Monogram Biosciences, Inc. ($VLGC), Jazz Pharmaceuticals plc ($JAZZ), Vaxart, Inc. ($VXRT), Angion Biomedica Corp. ($ANG) |
| 2021-02-11 | Marone Anthony F. JR | BLACKSTONE MORTGAGE TRUST, INC. ($BXMT) |
| 2021-02-11 | OMENN GILBERT S | AMGEN INC ($AMGN), Esperion Therapeutics, Inc. ($ESPR), GALECTIN THERAPEUTICS INC ($GALT), Amesite Inc. ($AMST), Angion Biomedica Corp. ($ANG) |
| 2021-02-11 | Meline David W | 3M CO ($MMM), ZF TRW AUTOMOTIVE HOLDINGS CORP ($TRW), AMGEN INC ($AMGN), Moderna, Inc. ($MRNA) |
| 2021-02-11 | Goldberg Itzhak | Angion Biomedica Corp. ($ANG) |
| 2021-02-11 | Hoge Stephen | Moderna, Inc. ($MRNA), Axcella Health Inc. ($AXLA) |
| 2021-02-11 | Armer Douglas N. | BLACKSTONE MORTGAGE TRUST, INC. ($BXMT) |
| 2021-02-11 | GANZI VICTOR F | GENTIVA HEALTH SERVICES INC ($GTIV), Towers Watson & Co. ($TW), WILLIS TOWERS WATSON PLC ($WSH), Angion Biomedica Corp. ($ANG) |
| 2021-02-11 | Schuth Alexander O. | Denali Therapeutics Inc. ($DNLI) |
| 2021-02-11 | Bancel Stephane | Targanta Therapeutics Corp. ($TARG), Syros Pharmaceuticals, Inc. ($SYRS), Moderna, Inc. ($MRNA) |
| 2021-02-11 | Krognes Steve E. | Corvus Pharmaceuticals, Inc. ($CRVS), Denali Therapeutics Inc. ($DNLI), Gritstone bio, Inc. ($GRTS) |
| 2021-02-11 | Ho Carole | Denali Therapeutics Inc. ($DNLI), NGM BIOPHARMACEUTICALS INC ($NGM) |
| 2021-02-11 | Ryan Jeffrey Miles | ZYNGA INC ($ZNGA) |
| 2021-02-11 | Kim Bernard Jin | ZYNGA INC ($ZNGA) |
| 2021-02-11 | deSouza Francis A | NortonLifeLock Inc. ($SYMC), CITRIX SYSTEMS INC ($CTXS), ILLUMINA, INC. ($ILMN), TWDC Enterprises 18 Corp. ($DIS), Walt Disney Co ($DIS) |
| 2021-02-11 | TOUSI SUSAN H | ILLUMINA, INC. ($ILMN) |
| 2021-02-11 | Albert Harold | PROFIRE ENERGY INC ($PFIE) |
| 2021-02-11 | SAMAD SAMER ABDUL | ILLUMINA, INC. ($ILMN), IDEXX LABORATORIES INC /DE ($IDXX) |
| 2021-02-11 | ARES MANAGEMENT LP | Ares Management Corp ($ARES), Infrastructure & Energy Alternatives, Inc. ($MIIIU) |
| 2021-02-11 | BEACH BRUCE D | WESTERN ALLIANCE BANCORPORATION ($WAL) |
| 2021-02-11 | ARES MANAGEMENT LLC | Ares Management Corp ($ARES), CLAYTON WILLIAMS ENERGY INC /DE ($CWEI), BATTALION OIL CORP ($TEGYU), Affinion Group Holdings, Inc. ($AGHI), Gastar Exploration Inc. ($GST), Infrastructure & Energy Alternatives, Inc. ($MIIIU), California Resources Corp ($CRC) |
| 2021-02-11 | Reeves Kathryne Gambrell | ILLUMINA, INC. ($ILMN) |
| 2021-02-11 | JOHNSON MARIANNE BOYD | BOYD GAMING CORP ($BYD), WESTERN ALLIANCE BANCORPORATION ($WAL) |
| 2021-02-11 | RAGUSA ROBERT P | APPLIED BIOSYSTEMS INC. ($ABI/CRA), Twist Bioscience Corp ($TWST), ILLUMINA, INC. ($ILMN) |
| 2021-02-11 | Sabatini Gino M. | W. P. Carey Inc. ($WPC) |
| 2021-02-11 | SNYDER DONALD D | BOYD GAMING CORP ($BYD), CASH SYSTEMS INC ($CSHS), TUTOR PERINI CORP ($TPC), WESTERN ALLIANCE BANCORPORATION ($WAL), Switch, Inc. ($SWCH) |
| 2021-02-11 | Benck Jeff | QLOGIC CORP ($QLGC), EMULEX CORP /DE/ ($ELX), LANTRONIX INC ($LTRX), NETLIST INC ($NLST), BENCHMARK ELECTRONICS INC ($BHE) |
| 2021-02-11 | Hoyt Aimee L | ILLUMINA, INC. ($ILMN) |
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