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| Date | Name | Company |
|---|
| 2021-06-21 | JOBE LARRY A | MANNATECH INC ($MTEX) |
| 2021-06-21 | Saba Capital Management, L.P. | SABINE OIL & GAS CORP ($FST), DEUTSCHE HIGH INCOME TRUST ($KHI), DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. ($DHG), FRANKLIN LTD DURATION INCOME TRUST ($FTF), BLACKROCK DEBT STRATEGIES FUND, INC. ($DSU), CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC ($CIK), WELLS FARGO MULTI-SECTOR INCOME FUND ($ERC), Advent Claymore Convertible Securities & Income Fund II ($AGC), DEUTSCHE STRATEGIC INCOME TRUST ($KST), MANAGED HIGH YIELD PLUS FUND INC ($HYF) |
| 2021-06-21 | BARR JOHN R | PANACOS PHARMACEUTICALS, INC. ($VITX), Apollo Endosurgery, Inc. ($LPTN) |
| 2021-06-21 | Shimer Julie Ann | NETGEAR, INC. ($NTGR), EarthLink Holdings, LLC ($ELNK), Avanos Medical, Inc. ($HYH), WINDSTREAM HOLDINGS, INC. ($WIN), Apollo Endosurgery, Inc. ($LPTN), MASIMO CORP ($MASI) |
| 2021-06-21 | RICE THOMAS P | ANDRX CORP /DE/ ($ADRX), CHEMED CORP ($CHE) |
| 2021-06-21 | RYAN CHRISTOPHER JAMES | LAKELAND INDUSTRIES INC ($LAKE) |
| 2021-06-21 | ROBERSON CHARLES D | LAKELAND INDUSTRIES INC ($LAKE) |
| 2021-06-21 | Kreft Alfred John | LAKELAND INDUSTRIES INC ($LAKE) |
| 2021-06-21 | Marino Robert Joseph | HV Bancorp, Inc. ($HVBC) |
| 2021-06-21 | Meer Claudia Michel | ISUN, INC. ($JSYN) |
| 2021-06-21 | SHEFTS MARK | UNIVERSAL GLOBAL HUB INC. ($ECRD), SCWorx Corp. ($AMMA) |
| 2021-06-21 | Kelley Scott L | ACNB CORP ($ACNB) |
| 2021-06-21 | Herring Todd L | ACNB CORP ($ACNB) |
| 2021-06-21 | Lee Edward T | RH ($RH) |
| 2021-06-21 | Corbett M. Timothy | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND ($BGH), BARINGS CORPORATE INVESTORS ($MCI) |
| 2021-06-21 | Citragno Glenda M | RH ($RH) |
| 2021-06-21 | ISTAR INC. | ISTAR INC. ($SFI), Safehold Inc. ($SAFE) |
| 2021-06-21 | Gendason Ari David | RiceBran Technologies ($RIBT) |
| 2021-06-21 | MITAROTONDA JAMES A | REGISTER COM INC ($RCOM), EBIX INC ($EBIX), OMNOVA SOLUTIONS INC ($OMN), EASTERN CO ($EML), PEP BOYS MANNY MOE & JACK ($PBY), SCHULMAN A INC ($SHLM), BARINGTON/HILCO ACQUISITION CORP. ($BHACU), AVON PRODUCTS INC ($AVP), RAMBUS INC ($RMBS) |
| 2021-06-21 | Chaney Kimberly S | ACNB CORP ($ACNB) |
| 2021-06-21 | Stokes Frank | CASTLE BIOSCIENCES INC ($CSTL), EXAGEN INC. ($XGN) |
| 2021-06-21 | Robertson Bruce C | Apollo Endosurgery, Inc. ($LPTN), EXAGEN INC. ($XGN) |
| 2021-06-21 | Nova Tina Susan | ARENA PHARMACEUTICALS INC ($ARNA), VERACYTE, INC. ($VCYT), OPGEN INC ($OPGN), EXAGEN INC. ($XGN) |
| 2021-06-21 | James R. Scapa Declaration of Trust | Altair Engineering Inc. ($ALTR) |
| 2021-06-21 | Sprain Jeffrey R | PREFERRED APARTMENT COMMUNITIES INC ($APTS) |
| 2021-06-21 | CROWN JAMES S | GENERAL DYNAMICS CORP ($GD), JPMORGAN CHASE & CO ($JPM) |
| 2021-06-17 | HALEY ROY W | CAMBREX CORP ($CBM), ESSENDANT INC ($ESND), BlueLinx Holdings Inc. ($BXC), Houston Wire & Cable CO ($HWCC) |
| 2021-06-17 | Bonello Michael J. | PRA Health Sciences, Inc. ($PRAH) |
| 2021-06-17 | Olmstead Nathan | LOGITECH INTERNATIONAL S.A. ($LOGI) |
| 2021-06-17 | WARSHAW ROBERT J | VIE FINANCIAL GROUP INC ($VIEF.OB), Tradeweb Markets Inc. ($TW) |
| 2021-06-17 | Olesky Lee | Tradeweb Markets Inc. ($TW) |
| 2021-06-17 | VASHIST RAJESH | SITIME Corp ($SITM) |
| 2021-06-17 | ROOK CAROLINE | PeopleSupport, Inc. ($PSPT), Support.com, Inc. ($SPRT) |
| 2021-06-17 | Reinhart Harald | Zai Lab Ltd ($ZLAB) |
| 2021-06-17 | LYNN JESSE | HERBALIFE NUTRITION LTD. ($HLF), MANITOWOC CO INC ($MTW), CONDUENT Inc ($CNDT), Cloudera, Inc. ($CLDR), FIRSTENERGY CORP ($FE) |
| 2021-06-17 | Griffin Anna | SMARTSHEET INC ($SMAR) |
| 2021-06-17 | Chung Bora | Bill.com Holdings, Inc. ($BILL) |
| 2021-06-17 | TAN LIP BU | SINA CORP ($SINA), CADENCE DESIGN SYSTEMS INC ($CDN), AMBARELLA INC ($AMBA), Hewlett Packard Enterprise Co ($HPE), ON Semiconductor Connectivity Solutions, Inc. ($QTNA), AQUANTIA CORP ($AQ) |
| 2021-06-17 | Griffiths Glen | Bloom Energy Corp ($BE) |
| 2021-06-17 | Thompson Pete | SIGMA DESIGNS INC ($SIGM), TiVo Corp ($TIVO), E.W. SCRIPPS Co ($SSP), EBAY INC ($EBAY) |
| 2021-06-17 | Antonellis Darcy | Cinemark Holdings, Inc. ($CNK), Xperi Corp ($XPER), Xperi Holding Corp ($XPER) |
| 2021-06-17 | Brennan Susan Seilheimer | Bloom Energy Corp ($BE) |
| 2021-06-17 | Leavitt Craig | Kate Spade & Co ($LIZ), BUILD-A-BEAR WORKSHOP INC ($BBW) |
| 2021-06-17 | Nashat Amir | Receptos, Inc. ($RCPT), aTYR PHARMA INC ($LIFE), FATE THERAPEUTICS INC ($FATE), DNIB UNWIND, INC. ($BIND), SELECTA BIOSCIENCES INC ($SELB), Syros Pharmaceuticals, Inc. ($SYRS), Scholar Rock Holding Corp ($SRRK), Morphic Holding, Inc. ($MORF), Metacrine, Inc. ($MTCR) |
| 2021-06-17 | Ali-Jackson Kamil | Aclaris Therapeutics, Inc. ($ACRS), PDS Biotechnology Corp ($EDGE) |
| 2021-06-17 | Dixon Robert L JR | Anthem, Inc. ($ANTM), BUILD-A-BEAR WORKSHOP INC ($BBW), Okta, Inc. ($OKTA) |
| 2021-06-17 | TRAQUINA PERRY M | EBAY INC ($EBAY), MORGAN STANLEY ($MS), ALLSTATE CORP ($ALL) |
| 2021-06-17 | Sridhar KR | Bloom Energy Corp ($BE) |
| 2021-06-17 | King James Winston | Guidewire Software, Inc. ($GWRE) |
| 2021-06-17 | WILSON TROY EDWARD | PUMA BIOTECHNOLOGY, INC. ($PBYI), Zosano Pharma Corp ($ZSAN), Kura Oncology, Inc. ($KURA), Avidity Biosciences, Inc. ($RNA) |
| 2021-06-17 | Liu Pai | ContextLogic Inc. ($WISH) |
| 2021-06-17 | Bergstrom Donald A | Mersana Therapeutics, Inc. ($MRSN), Relay Therapeutics, Inc. ($RLAY) |
| 2021-06-17 | MILLER MICHAEL PATRICK | CONNETICS CORP ($CNCT), Jazz Pharmaceuticals plc ($JAZZ), PUMA BIOTECHNOLOGY, INC. ($PBYI) |
| 2021-06-17 | Lombard Shelly | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ($ALSK), HC2 HOLDINGS, INC. ($HCHC) |
| 2021-06-17 | Zuppas Eleni Nitsa | VEEVA SYSTEMS INC ($VEEV) |
| 2021-06-17 | Chard Daniel R | NU SKIN ENTERPRISES, INC. ($NUS), MEDIFAST INC ($MED) |
| 2021-06-17 | Senner Christopher J. | EXELIXIS, INC. ($EXEL), Cortexyme, Inc. ($CRTX) |
| 2021-06-17 | Yedid Robert A. | Vaxart, Inc. ($VXRT) |
| 2021-06-17 | YARNO WENDY L | ST JUDE MEDICAL, LLC ($STJ), MEDIVATION, INC. ($MDVN), ARATANA THERAPEUTICS, INC. ($PETX), MyoKardia, Inc. ($MYOK), ALDER BIOPHARMACEUTICALS INC ($ALDR), INOVIO PHARMACEUTICALS, INC. ($GEB), Global Blood Therapeutics, Inc. ($GBT), IDEAYA Biosciences, Inc. ($IDYA), Tarsus Pharmaceuticals, Inc. ($TARS) |
| 2021-06-17 | Geschke John | zulily, inc. ($ZU), Zendesk, Inc. ($ZEN) |
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