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| Date | Name | Company |
|---|
| 2021-06-24 | RIEFLIN WILLIAM JL | TULARIK INC ($TLRK), XENOPORT INC ($XNPT), Anacor Pharmaceuticals, Inc. ($ANAC), NGM BIOPHARMACEUTICALS INC ($NGM), RAPT Therapeutics, Inc. ($RAPT) |
| 2021-06-24 | GRAY MARY ANN | MABVAX THERAPEUTICS HOLDINGS, INC. ($MBVX), DYAX CORP ($DYAX), SENOMYX INC ($SNMX), ACADIA PHARMACEUTICALS INC ($ACAD), SELLAS Life Sciences Group, Inc. ($SLS), JUNIPER PHARMACEUTICALS INC ($JNP), Sarepta Therapeutics, Inc. ($SRPT), RAPT Therapeutics, Inc. ($RAPT), PALISADE BIO, INC. ($SNCA), Keros Therapeutics, Inc. ($KROS) |
| 2021-06-24 | Pawar Madhu | Talkspace, Inc. ($HECCW) |
| 2021-06-24 | Svennilson Peter | IMMUNE DESIGN CORP. ($IMDZ), CONSTELLATION PHARMACEUTICALS INC ($CNST), Gritstone bio, Inc. ($GRTS), NGM BIOPHARMACEUTICALS INC ($NGM), Oric Pharmaceuticals, Inc. ($ORIC), Revolution Medicines, Inc. ($RVMD), RAPT Therapeutics, Inc. ($RAPT) |
| 2021-06-24 | Hanneman Karl L | NORTHRIM BANCORP INC ($NRIM), INTERNATIONAL TOWER HILL MINES LTD ($THM), Gatos Silver, Inc. ($GATO) |
| 2021-06-24 | Chapman Steven Leonard | Natera, Inc. ($NTRA) |
| 2021-06-24 | Crowe Jeffrey | RetailMeNot, Inc. ($SALE), LendingClub Corp ($LC), Talkspace, Inc. ($HECCW) |
| 2021-06-24 | Rabinowitz Matthew | Natera, Inc. ($NTRA) |
| 2021-06-24 | Carlyle Group Management L.L.C. | Carlyle Group Inc. ($CG), Xenith Bankshares, Inc. ($HMPR), HERC HOLDINGS INC ($HTZ), BankUnited, Inc. ($BKU), Nielsen Holdings plc ($NLSNNV), Allison Transmission Holdings Inc ($ALSN), Yellow Corp ($YRCW), HD Supply Holdings, Inc. ($HDS), Axalta Coating Systems Ltd. ($AXTA), CoreSite Realty Corp ($COR) |
| 2021-06-24 | WALTON ALICE L | Walmart Inc. ($WMT) |
| 2021-06-24 | Phillips Jack | Accelerate Diagnostics, Inc ($AXK) |
| 2021-06-24 | George Sean E | Invitae Corp ($NVTA) |
| 2021-06-24 | PATI YAGYENSH C | SecureWorks Corp ($SCWX) |
| 2021-06-24 | Daley Pamela | BlackRock Inc. ($BLK), SecureWorks Corp ($SCWX), Patheon N.V. ($PTHN) |
| 2021-06-24 | Wettig Thane | FIBROGEN INC ($FGEN) |
| 2021-06-24 | Bolles Albert D. | CONAGRA BRANDS INC. ($CAG), LANDEC CORP \CA\ ($LNDC), SunOpta Inc. ($STKL), Arcadia Biosciences, Inc. ($RKDA) |
| 2021-06-24 | LASKY MITCHELL | Zendesk, Inc. ($ZEN), Snap Inc ($SNAP), Stitch Fix, Inc. ($SFIX) |
| 2021-06-24 | Benchmark Capital Management Co. VII, L.L.C. | Hortonworks, Inc. ($HDP), Stitch Fix, Inc. ($SFIX), Elastic N.V. ($ESTC), Uber Technologies, Inc ($UBER) |
| 2021-06-24 | Zakrzewski Joseph S | INSULET CORP ($PODD), AMARIN CORP PLC\UK ($AMRN), ACCELERON PHARMA INC ($XLRN), SANGAMO THERAPEUTICS, INC ($SGMO), Cyteir Therapeutics, Inc. ($CYT) |
| 2021-06-24 | GURLEY J WILLIAM | ZILLOW GROUP, INC. ($ZG), GrubHub Inc. ($GRUB), Zendesk, Inc. ($ZEN), Stitch Fix, Inc. ($SFIX) |
| 2021-06-24 | Thomas Ragy | Sprinklr, Inc. ($CXM) |
| 2021-06-24 | Lazzaron Luca | Sprinklr, Inc. ($CXM) |
| 2021-06-24 | DONDERO JAMES D | NEIGHBORCARE INC ($GHVI), LEAP WIRELESS INTERNATIONAL INC ($LEAP), TERRESTAR CORP ($MNCP), PROSPECT STREET HIGH INCOME PORTFOLIO INC ($PHY), PROSPECT STREET INCOME SHARES INC ($CNN), NexPoint Strategic Opportunities Fund ($HCF), NexPoint Residential Trust, Inc. ($NXRT), Relypsa Inc ($RLYP), Jernigan Capital, Inc. ($JCAP), NEXPOINT REAL ESTATE STRATEGIES FUND ($NRESF) |
| 2021-06-24 | Kolchinsky Peter | Dicerna Pharmaceuticals Inc ($DRNA), Wave Life Sciences Ltd. ($WVE), Synthorx, Inc. ($THOR), Forma Therapeutics Holdings, Inc. ($FMTX), Therapeutics Acquisition Corp. ($RACA) |
| 2021-06-24 | DIMELLA ROBERT A | BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC. ($MUI), BLACKROCK MUNIHOLDINGS FUND II, INC. ($MUH), BLACKROCK MUNIHOLDINGS FUND, INC. ($MHD), MainStay MacKay DefinedTerm Municipal Opportunities Fund ($MMD), RiverNorth Opportunistic Municipal Income Fund, Inc. ($RMI), RiverNorth Managed Duration Municipal Income Fund, Inc. ($RMM), RiverNorth Flexible Municipal Income Fund, Inc. ($RFM) |
| 2021-06-24 | PELLETIER SAUNDRA L | Evofem Biosciences, Inc. ($NEOT), Tracon Pharmaceuticals, Inc. ($TCON) |
| 2021-06-24 | WORLAND STEPHEN T | Tracon Pharmaceuticals, Inc. ($TCON) |
| 2021-06-24 | SCHUMANN WILLIAM H | AVNET INC ($AVT), MCDERMOTT INTERNATIONAL INC ($MDR), ANDEAVOR ($TSO) |
| 2021-06-25 | Bedient Patricia M | ALASKA AIR GROUP, INC. ($ALK), WEYERHAEUSER CO ($WY), Park Hotels & Resorts Inc. ($PK) |
| 2021-06-25 | SADOVE STEPHEN I | RUBY TUESDAY INC ($RT), Aramark ($XXXX), COLGATE PALMOLIVE CO ($CL), Old COPPER Company, Inc. ($JCP), Park Hotels & Resorts Inc. ($PK), MOVADO GROUP INC ($MOV) |
| 2021-06-24 | WALTON S ROBSON | Walmart Inc. ($WMT) |
| 2021-06-24 | Dieffenbacher Timothy | Broadstone Net Lease, Inc. ($NA) |
| 2021-06-24 | FLEXON ROBERT C | HERCULES INC ($HPC), DYNEGY INC. ($DYN), WESTMORELAND COAL Co ($WLB), Capstone Green Energy Corp ($CPST), Charah Solutions, Inc. ($CHRA), PG&E Corp ($PCG) |
| 2021-06-24 | SKYLER JAY S | DEXCOM INC ($DXCM), Applied Therapeutics Inc. ($APLT) |
| 2021-06-24 | Pacelli Steven Robert | DEXCOM INC ($DXCM) |
| 2021-06-24 | Moss David J | Pegasi Energy Resources Corporation. ($MPXP), Tonix Pharmaceuticals Holding Corp. ($TNXP), Inmune Bio, Inc. ($INMB) |
| 2021-06-24 | BURGESS DANIEL D | METABASIS THERAPEUTICS INC ($MBRX), HARBOR DIVERSIFIED, INC. ($HEPH), Cidara Therapeutics, Inc. ($CDTX), Arbutus Biopharma Corp ($TKMR), Nabriva Therapeutics Legacy plc ($NBRV), Nabriva Therapeutics plc ($NBRV) |
| 2021-06-24 | Pujades David | Revolve Group, Inc. ($RVLV) |
| 2021-06-24 | Jabbour Jerome D | Matinas BioPharma Holdings, Inc. ($MTNB) |
| 2021-06-24 | ALLEN MARCIA | Inmune Bio, Inc. ($INMB) |
| 2021-06-24 | WIKLER MATTHEW | Matinas BioPharma Holdings, Inc. ($MTNB) |
| 2021-06-24 | Dadswell Charles | ILLUMINA, INC. ($ILMN) |
| 2021-06-24 | IVASCYN DANIEL J | PCM FUND, INC. ($PCM), PIMCO STRATEGIC INCOME FUND, INC ($RCS), PIMCO Dynamic Credit & Mortgage Income Fund ($PCI), PIMCO Income Opportunity Fund ($PKO), PIMCO Dynamic Income Fund ($PDI), PIMCO Energy & Tactical Credit Opportunities Fund ($NRGX), PIMCO Flexible Credit Income Fund ($PFLEX), PIMCO Dynamic Income Opportunities Fund ($PDO) |
| 2021-06-24 | Roberts Wyman | BRINKER INTERNATIONAL, INC ($EAT), SP Plus Corp ($STAN) |
| 2021-06-24 | SAKAMOTO RYAN T. | ZIPRECRUITER, INC. ($ZIP) |
| 2021-06-24 | Renz Maria | DoorDash, Inc. ($DASH) |
| 2021-06-24 | Gonsior Dennis | INTRICON CORP ($IIN) |
| 2021-06-24 | Tallapragada Srinivas | SALESFORCE.COM, INC. ($CRM) |
| 2021-06-24 | Moskovitz Dustin A. | Facebook Inc ($FB), Asana, Inc. ($ASAN) |
| 2021-06-24 | McGill Iain | Jazz Pharmaceuticals plc ($JAZZ), OTONOMY, INC. ($OTIC) |
| 2021-06-24 | PETROCELLI ROBERT RAYMOND | DATTO HOLDING CORP. ($MSP) |
| 2021-06-24 | Hull Joseph Stanley | PALATIN TECHNOLOGIES INC ($PTN) |
| 2021-06-24 | SPANA CARL | PALATIN TECHNOLOGIES INC ($PTN) |
| 2021-06-24 | Morris Arlene | MEDICINOVA INC ($MNOV), ALBIREO PHARMA, INC. ($ALBO), PALATIN TECHNOLOGIES INC ($PTN), VIVEVE MEDICAL, INC. ($VIVE), Dimension Therapeutics, Inc. ($DMTX), Viridian Therapeutics, Inc.\DE ($MGEN), Cogent Biosciences, Inc. ($COGT) |
| 2021-06-24 | Weitzel Harry | ENTERPRISE PRODUCTS PARTNERS L.P. ($EPD) |
| 2021-06-24 | Taylor Bret Steven | AXON ENTERPRISE, INC. ($TASR), TWITTER, INC. ($TWTR), SALESFORCE.COM, INC. ($CRM) |
| 2021-06-24 | TRAIN ANDREW MICHAEL | Summer Infant, Inc. ($SUMR) |
| 2021-06-24 | Gordon Marsha | PCSB Financial Corp ($PCSB) |
| 2021-06-24 | GIVEN DOUGLAS B | AKSYS LTD ($AKSY), ARROWHEAD PHARMACEUTICALS, INC. ($ARWR) |
| 2021-06-24 | Cuddy William V Jr | CMS Bancorp, Inc. ($CMSB), PCSB Financial Corp ($PCSB) |
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